*VERIFICATION LEVELS OF FIDUCIARY EXCELLENCE   

 

•  Level I: Self-Assessment of Fiduciary Excellence
•  Level II: Consultant’s Assessment of Fiduciary Excellence      
•  Level III:  CEFEX Certification (Global Fiduciary Standard of Excellence)        

Midwest Fiduciary Services, Inc. works with individuals and businesses for:

•       Assessing a Standard of Fiduciary Excellence* for

Investment Stewards, Fiduciary Advisers, Investment Advisors, 

Recordkeepers**, Investment Managers,  Support Services,  & Due Diligence

•       "Eligible Investment Advice Arrangement" (EIAA) Audits

•       ERISA Retirement Plan & Investment Committee Consulting

 •      Writing a Tailored Investment Policy Statement

   •    Assistance in Using a Due Diligence Process to Select and Monitor Investments

   and  Assess Investment-Related Fees and Expenses

Need a Resource to Understand Prudent Practices? 

for

Ø     Investment Stewards

Ø     "Eligible Investment Advice Arrangements" for Plan Sponsors

Ø     Investment Advisors

Ø     Investment Managers

Ø     Recordkeepers

For more information, click here.

Need a Tool to Self-Assess your Fiduciary Excellence? 

Purchase fiduciary360™’s “Self-Assessment of Fiduciary Excellence Questionnaire” to: (1) assist fiduciaries in analyzing how well their organization meets a defined global fiduciary standard of excellence; and (2) assist fiduciary’s to improve long-term investment performance.

             **Recordkeeper Certification Program

A CEFEX/ASPPA Recordkeeper Certification is an independent recognition of a Recordkeeper’s conformity to all Practices and criteria. It implies that a Recordkeeper can demonstrate adherence to the industry's best practices, and is positioned to serve fiduciaries such as Investment Advisors, Investment Managers and Investment Stewards (i.e., Plan Sponsors).   (Read more about this Certification on our "Publications & Resources" webpage.)